Allen Andes
Allen Andes is a registered investment advisor at Ameriprise Financial Services, LLC, based in Parker, CO, with 29 years of industry experience. Allen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
18425 Pony Express Dr Ste 101E, Parker, CO, 80134
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Allen owns a single-family real estate property in Cerritos, CO, since January 2020. This activity is not investment-related.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Previous Registrations
Investment Professionals, INC.Broker
Investment Professionals, INC.
VALIC Financial Advisors, INC.Broker
VALIC Financial Advisors, INC.
PNC Investments
PNC InvestmentsBroker
Cco Investment Services CORP.Broker
Wachovia Securities, LLCBroker
Pacific Century Investment Services, INCBroker
First Union Securities, INC.Broker
First Union Brokerage Services, INC.Broker
Pnmr Securities, INC.Broker
Financial Network Investment CorporationBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.