Steven Fishman
Steven Fishman is a registered investment advisor at Mint Asset Management LLC, based in New York, NY, with 12 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 68 clients with $57M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1.0M - $2.5M | 1.00% |
| $2.5M - $5.0M | 0.75% |
| $5M+ | 0.50% |
Fees are negotiable. Short Duration Income Strategy: 1.00% on any account size.
Fee Estimator
Location
165 Broadway, 23rd Floor, New York, NY, 10006
Get directionsHistory
Regulatory History (1)
Regulatory
April 1996Other Business Activities
Steven is a partner with 50% ownership in Savvy Investor LLC, providing marketing services for financial firms, dedicating about 10-20% of his time. He is also a general partner with 60% ownership in Danimax LLC, a holding company, and Green Earth Merchants LLC, providing credit card processing services, dedicating minimal time to each.
Employment History
Current Registrations
Mint Asset Management LLC
Previous Registrations
Leeb Brokerage Services, INC.Broker
Brimberg & CO.Broker
Windsor Bennett Capital Group CORP.Broker
Fletcher and Faraday, INC.Broker
Windsor Bennett Capital Group CORP.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.