Roger Ciriello
Roger Ciriello is a registered investment advisor at LPL Financial LLC, based in Shelton, CT, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1077 Bridgeport Ave Ste 301, Shelton, CT, 06484
Get directionsHistory
Regulatory History (4)
Financial
March 2025Financial
May 2022Financial
April 2021Judgment / Lien
May 2017Other Business Activities
Roger operates under the DBA All Seasons Advisors for his LPL business. This investment-related activity takes up a full-time commitment.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Pacific Select Distributors, LLCBroker
Primerica Advisors
PFS Investments INC.Broker
PFS Investments INC.Broker
Brookstone Capital Management LLC
Ast Investment Services, INC.
Prudential Annuities Distributors, INCBroker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Electronic Trading Group, LLCBroker
Electronic Trading Group, LLCBroker
Ironhorse Securities INC.Broker
On-Site Trading, INC.Broker
Castle Securities CORP.Broker
Island Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.