Leonel Calderon
Leonel Calderon is a registered investment advisor at LPL Financial LLC, based in Shelton, CT, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1077 Bridgeport Ave., Ste 301, Shelton, CT, 06484
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Regulatory History (1)
Customer Dispute
February 2008Other Business ActivitiesSells Insurance
Leonel operates Leonel Calderon INC. as a business entity for tax purposes, dedicating about a quarter of his time during securities trading. He is also an agent for Zenith Marketing and MetLife Insurance/Brighthouse Financial selling non-variable insurance, and operates Calderon Fortney Financial Group as a DBA for his LPL business, dedicating a significant amount of time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Northstar Wealth Partners LLC
Metlife Securities INC.
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.