Philip Prasad is a registered investment advisor, based in Sayreville, NJ, with 32 years of industry experience.
Location
Sayreville, NJ
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Philip has various insurance appointments through various insurance companies.
Employment History
Current Registrations
Spc
February 2006 - Present · 20 yrs 7 mos
Sigma Financial CorporationBroker
February 2006 - Present · 20 yrs 7 mos
Previous Registrations
Banc of America Investment Services, INC.
October 2004 - February 2006 · 1 yr 4 mos
Banc of America Investment Services, INC.Broker
October 2004 - February 2006 · 1 yr 4 mos
Quick & Reilly, INC.
September 2002 - October 2004 · 2 yrs 1 mo
Quick & Reilly, INC.Broker
April 2001 - October 2004 · 3 yrs 6 mos
Summit Financial Services Group, INC.Broker
October 1999 - April 2001 · 1 yr 6 mos
Robb Peck Mccooey Clearing CorporationBroker
August 1998 - October 1999 · 1 yr 2 mos
Sandgrain Securities, INC.Broker
June 1997 - August 1998 · 1 yr 2 mos
Stuart, Coleman & CO., INC.Broker
July 1995 - June 1997 · 1 yr 11 mos
First Albany CorporationBroker
January 1995 - July 1995 · 6 mos
Investors Associates, INC.Broker
February 1994 - January 1995 · 11 mos
Chatfield Dean & CO., INC.Broker
January 1994 - February 1994 · 1 mo
State Registrations7 states
AZNJNYPASCTNTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.