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Ruben Rodriguez-Dominguez

29 Years of Experience
Lutz, FL
12 DisclosuresBrokerSells Insurance

Ruben Rodriguez-Dominguez is a registered investment advisor at Dmk Advisor Group, INC., based in Lutz, FL, with 29 years of industry experience. Ruben operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 298 clients with $84M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27 advisors
Number of Clients
298 clients
Average Client Portfolio
$283K average
Assets Under Management
$84.5M

Fee Structure

Minimum Investment:$10K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.50%
$250K - $500K2.25%
$500K - $750K2.00%
$750K - $1.0M1.75%
$1.0M - $1.3M1.50%
$1.3M+1.50%

Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

17961 Hunting Bow Circle, Suite 102, Lutz, FL, 33558

Get directions

History

Regulatory History (12)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2019
Settled
Customer Dispute
July 2019
Settled
Customer Dispute
January 2019
Settled
Customer Dispute
December 2018
Settled
Customer Dispute
August 2018
Settled
Customer Dispute
January 2018
Settled
Customer Dispute
July 2016
Settled
Customer Dispute
May 2016
Settled
Customer Dispute
February 2016
Settled
Customer Dispute
May 2015
Settled
Customer Dispute
November 2009
Settled
Customer Dispute
July 2007
Settled
Other Business ActivitiesSells Insurance

Ruben operates as Supreme Financial Group, selling fixed insurance, and property and casualty insurance. He is also a director of Fundaci6n Emilio "Millo" Romero Cuevas Inc., a non-profit organization supporting student athletes.

Employment History
Current Registrations
Dmk Advisor Group, INC.
January 2022 - Present · 4 yrs 4 mos
Dmk Advisor Group, INC.
March 2020 - Present · 6 yrs 2 mos
Dmk Advisor Group, INC.Broker
March 2020 - Present · 6 yrs 2 mos
Previous Registrations
Dmk Advisor Group, INC.
March 2020 - December 2021 · 1 yr 9 mos
Investacorp Advisory Services INC
March 2015 - March 2018 · 3 yrs
Investacorp, INC.Broker
March 2015 - March 2018 · 3 yrs
UBS Financial Services INC.Broker
April 2009 - December 2014 · 5 yrs 8 mos
UBS Financial Services Incorporated of Puerto RicoBroker
April 2009 - December 2014 · 5 yrs 8 mos
Oriental Financial Services CORP.Broker
April 1998 - March 2009 · 10 yrs 11 mos
PFS Investments INC.Broker
June 1994 - February 1998 · 3 yrs 8 mos
State Registrations3 states
FLPRWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.