Sarah Burns
Sarah Burns is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Alabaster, AL, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
Alabaster, AL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Sarah serves as a FINRA Dispute Resolution Arbitrator since 2012, dedicating minimal time to this role. The panel reviews pleadings, listens to arguments, studies evidence, and renders decisions.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Previous Registrations
Aurora SecuritiesBroker
Secure Asset Management, L.L.C.
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Metlife Investors Distribution CompanyBroker
New England SecuritiesBroker
Metlife Securities INC.
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Compass Brokerage, INC.Broker
Frank Chappelle & CO., INC.Broker
Prudential Securities IncorporatedBroker
Proequities, INC.Broker
Prudential Securities IncorporatedBroker
J.C. Bradford & CO.Broker
Prudential Securities IncorporatedBroker
Southtrust Securities, INC.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.