TS
TS
Thomas Stoecker
32 Years of Experience
Virden, IL
2 DisclosuresBroker
Thomas Stoecker is a registered investment advisor at Cetera Investment Advisers LLC, based in Virden, IL, with 32 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
160 N Dye St, Virden, IL, 62690
Get directionsHistory
Regulatory History (2)
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Customer Dispute
April 2014Closed-No Action
Customer Dispute
December 2005Denied
Other Business Activities
Thomas is the treasurer of the American Legion, a township supervisor, and a member of the Macoupin County Board. He also chairs the Macoupin County Republican Central Committee, dedicating a few hours per week to this role.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
September 2019 - Present · 6 yrs 8 mos
Previous Registrations
Cetera Advisor Networks LLC
May 2021 - June 2023 · 2 yrs 1 mo
Summit Financial Group INC
July 2001 - May 2021 · 19 yrs 10 mos
Summit Brokerage Services, INC.Broker
May 2001 - September 2019 · 18 yrs 4 mos
Washington Square Securities, INC.Broker
March 1997 - June 2001 · 4 yrs 3 mos
Sun Investment Services CompanyBroker
February 1994 - March 1997 · 3 yrs 1 mo
State Registrations18 states
AKARAZCOFLILKYMEMOOHORTNTXUTVAWAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.