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Steven Hudgins

32 Years of Experience
Roseville, CA
1 DisclosureBroker

Steven Hudgins is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Roseville, CA, with 32 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 3 more. Their firm serves 241,359 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2620 advisors
Number of Clients
241,359 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$394.1B

Fee Structure

Investment management only (planning not offered)

Robert W. Baird & Co. charges an ongoing annual fee for portfolio management, which is bundled with trade execution and custody services as part of a wrap fee program. The specific fee amount depends on the chosen program, strategy, and the size of your portfolio, and is generally calculated as a percentage of the assets they manage for you. Additional costs may apply if managers execute trades away from Baird or if you utilize specialized overlay services.

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Location

1420 Rocky Ridge Drive, Roseville, CA, 95661

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History

Regulatory History (1)
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Judgment / Lien
July 2024
Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
September 2026 - Present · 1 mo
Robert W. Baird & CO. IncorporatedBroker
September 2026 - Present · 1 mo
Stifel, Nicolaus & Company, Incorporated
June 2021 - Present · 5 yrs 4 mos
Stifel, Nicolaus & Company, IncorporatedBroker
June 2021 - Present · 5 yrs 4 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
September 2010 - June 2021 · 10 yrs 9 mos
Wells Fargo Clearing Services, LLC
September 2010 - June 2021 · 10 yrs 9 mos
Morgan Stanley Smith Barney LLC
June 2009 - September 2010 · 1 yr 3 mos
Morgan Stanley Smith BarneyBroker
June 2009 - September 2010 · 1 yr 3 mos
Morgan Stanley & CO. Incorporated
September 2007 - June 2009 · 1 yr 9 mos
Morgan Stanley & CO. IncorporatedBroker
September 2007 - June 2009 · 1 yr 9 mos
A. G. Edwards & Sons, INC.
July 1997 - September 2007 · 10 yrs 2 mos
A. G. Edwards & Sons, INC.Broker
January 1994 - September 2007 · 13 yrs 8 mos
State Registrations8 states
AZCACOILMTNVTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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