Douglas Macfarlane
Douglas Macfarlane is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Roseville, CA, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.
Location
1400 Rocky Ridge Drive, Suite 250, Roseville, CA, 95661
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Regulatory History (2)
Customer Dispute
June 2011Customer Dispute
September 2005Other Business Activities
Douglas is a board member and on the Investment Finance Committee for Child Advocates of Placer and Yuba Counties since 2014. This requires minimal time each month and is investment related.
Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
Robert W. Baird & CO. IncorporatedBroker
Previous Registrations
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
Wells Fargo Securities INC.Broker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.