RC
RC

Robert Cianci

31 Years of Experience
Staten Island, NY
2 DisclosuresBroker

Robert Cianci is a registered investment advisor at LPL Financial LLC, based in Staten Island, NY, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

Staten Island, NY

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
September 2009
Customer Dispute
January 1997
Settled
Other Business Activities

Robert operates Strategic Financial Wealth Management as a DBA for his LPL business. This investment-related activity takes nearly full-time hours.

Employment History
Current Registrations
LPL Financial LLCBroker
November 2023 - Present · 2 yrs 6 mos
LPL Financial LLC
November 2023 - Present · 2 yrs 6 mos
Previous Registrations
Securities America Advisors, INC.
January 2013 - November 2023 · 10 yrs 10 mos
Securities America, INC.Broker
October 2009 - November 2023 · 14 yrs 1 mo
Securities America Advisors, INC.
October 2009 - December 2012 · 3 yrs 2 mos
PNC Investments
March 2007 - September 2009 · 2 yrs 6 mos
PNC InvestmentsBroker
March 2007 - September 2009 · 2 yrs 6 mos
Chase Investment Services CORP.
October 2006 - March 2007 · 5 mos
Chase Investment Services CORP.Broker
October 2006 - March 2007 · 5 mos
Bny Investment Center INC.Broker
May 2006 - October 2006 · 5 mos
Banc of America Investment Services, INC.
October 2004 - May 2006 · 1 yr 7 mos
Banc of America Investment Services, INC.Broker
October 2004 - May 2006 · 1 yr 7 mos
Quick & Reilly, INC.
November 2002 - October 2004 · 1 yr 11 mos
Quick & Reilly, INC.Broker
November 2002 - October 2004 · 1 yr 11 mos
Essex National Securities, INC.Broker
March 2002 - November 2002 · 8 mos
Morgan Stanley Dw INC.Broker
April 2001 - March 2002 · 11 mos
Emmett a Larkin Company, INC.Broker
June 1999 - February 2001 · 1 yr 8 mos
Lcp Capital CORP.Broker
November 1998 - June 1999 · 7 mos
Shamrock Partners, LTDBroker
May 1998 - December 1998 · 7 mos
J.P. Turner & Company, L.L.C.Broker
August 1997 - May 1998 · 9 mos
Argent Securities, INC.Broker
May 1997 - August 1997 · 3 mos
First Hanover Securities, INC.Broker
April 1995 - June 1997 · 2 yrs 2 mos
Taglich Brothers, D'amadeo, Wagner & CO., INC.Broker
December 1993 - April 1995 · 1 yr 4 mos
State Registrations5 states
FLNJNYSCSD
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.