Steven Edwards
Steven Edwards is a registered investment advisor at LPL Financial LLC, based in Newport Beach, CA, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1200 Quail St Ste 210, Newport Beach, CA, 92660
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Regulatory History (1)
Customer Dispute
September 2008Other Business ActivitiesSells Insurance
Steven has a non-variable insurance DBA called Oakstone Wealth Management, spending minimal time on it. He also has a business entity for tax/investment purposes, Steven Edwards and Associates, which takes minimal time. Additionally, Steven has a group health plan and individual health plan, and Long Term Care insurance, spending a few hours per week on these activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
PFS Investments INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.