Steven Edwards
Steven Edwards is a registered investment advisor at LPL Financial LLC, based in Newport Beach, CA, with 32 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
1200 Quail St Ste 210, Newport Beach, CA, 92660
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2008Other Business ActivitiesSells Insurance
Steven has a non-variable insurance DBA called Oakstone Wealth Management, spending minimal time on it. He also has a business entity for tax/investment purposes, Steven Edwards and Associates, which takes minimal time. Additionally, Steven has a group health plan and individual health plan, and Long Term Care insurance, spending a few hours per week on these activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
PFS Investments INC.Broker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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