Jeffrey Stallard is a registered investment advisor, based in Charlotte, NC, with 31 years of industry experience.
Location
Charlotte, NC
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
Blackrock Investment Management, LLC
April 2016 - Present · 10 yrs 1 mo
Blackrock Investments, LLC
April 2016 - Present · 10 yrs 1 mo
Blackrock Investments, LLCBroker
April 2016 - Present · 10 yrs 1 mo
Previous Registrations
Bofa Distributors, INC.Broker
August 2005 - April 2016 · 10 yrs 8 mos
Bacap Distributors, LLCBroker
March 2005 - August 2005 · 5 mos
Bofa Advisors, LLC
February 2005 - April 2016 · 11 yrs 2 mos
Columbia Funds Distributor, INC.Broker
June 2004 - March 2005 · 9 mos
Bacap Distributors, LLC
January 2003 - February 2005 · 2 yrs 1 mo
Bacap Distributors, LLCBroker
January 2003 - June 2004 · 1 yr 5 mos
Stephens INC.
December 2001 - January 2003 · 1 yr 1 mo
Stephens INC.Broker
September 1995 - January 2003 · 7 yrs 4 mos
Fidelity Brokerage Services, INC.Broker
December 1993 - October 1994 · 10 mos
State Registrations5 states
CANCNJNYPA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.