RR
ChFC
RR
ChFC

Rob Randels

32 Years of Experience
Omaha, NE
1 DisclosureBrokerSells Insurance

Rob Randels is a ChFC-designated registered investment advisor at Northwestern Mutual Investment Services,llc, based in Omaha, NE, with 32 years of industry experience. Rob operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

Loading...

Location

13609 California St, Ste 300, Omaha, NE, 68154

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2020
Denied
Other Business ActivitiesSells Insurance

Rob is involved in various business activities, including owning farmland and rental properties, teaching retirement planning, and serving on investment committees. He may also earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
June 2005 - Present · 21 yrs 1 mo
Northwestern Mutual Investment Services, LLCBroker
January 1994 - Present · 32 yrs 6 mos
Previous Registrations
Northwestern Mutual Wealth Management Company
June 2002 - April 2007 · 4 yrs 10 mos
Robert W. Baird & CO. IncorporatedBroker
September 1994 - January 2002 · 7 yrs 4 mos
State Registrations42 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSLAMAMDMIMNMOMTNCNDNENJNMNVNYOHOKORSDTXUTVAWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.