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Scott Teich
32 Years of Experience
Boca Raton, FL
8 DisclosuresBroker
Scott Teich is a registered investment advisor at Raymond James & Associates, INC., based in Boca Raton, FL, with 32 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
1 Town Center Road, 10th Floor, Boca Raton, FL, 33486
Get directionsHistory
Regulatory History (8)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2016Settled
Customer Dispute
July 2011Settled
Customer Dispute
January 2010Closed-No Action
Customer Dispute
December 2008Denied
Customer Dispute
January 2005Denied
Customer Dispute
October 2001Award / Judgment
Employment Separation After Allegations
June 1999Customer Dispute
June 1999Denied
Employment History
Current Registrations
Raymond James & Associates, INC.
December 2004 - Present · 21 yrs 5 mos
Raymond James & Associates, INC.Broker
March 2001 - Present · 25 yrs 2 mos
Previous Registrations
Raymond James & Associates, INC.
March 2001 - December 2002 · 1 yr 9 mos
Gruntal & CO., L.L.C.Broker
June 1999 - March 2001 · 1 yr 9 mos
First Colonial Securities Group, INC.Broker
May 1996 - July 1999 · 3 yrs 2 mos
Gruntal & CO. IncorporatedBroker
July 1994 - May 1996 · 1 yr 10 mos
Paragon Capital CorporationBroker
December 1993 - June 1994 · 6 mos
State Registrations24 states
CADCFLGAIAILINMAMDMNNCNHNJNMNVNYOHPARISCTXVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.