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Hugh Ansty

31 Years of Experience
Chicago, IL
Broker

Hugh Ansty is a registered investment advisor at Northern Trust Securities, INC, based in Chicago, IL, with 31 years of industry experience. Hugh is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management. Their firm serves 2,053 clients with $1.7B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
127 advisors
Number of Clients
2,053 clients
Average Client Portfolio
$810K average
Assets Under Management
$1.7B

Fee Structure

Minimum Investment:$20K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K1.25%
$500K - $1.0M1.00%
$1.0M - $5.0M0.85%
$5M+0.75%

Rates apply to Fund Strategist Portfolio, Strategist UMA, and Equity and Balanced SMA strategies. Fixed Income SMA strategies have a separate schedule starting at 0.55%. Manager fees and product-level fees are in addition to these advisory fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

181 West Madison, Chicago, IL, 60603

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Northern Trust Securities, INC.
June 2024 - Present · 2 yrs 4 mos
Northern Trust Investments, Incorporated
June 2024 - Present · 2 yrs 4 mos
Northern Trust Securities, INC.Broker
June 2024 - Present · 2 yrs 4 mos
Previous Registrations
Foreside Fund Services, LLCBroker
April 2022 - May 2024 · 2 yrs 1 mo
Hilton Capital Management, LLC
April 2022 - November 2024 · 2 yrs 7 mos
Blackrock Investment Management, LLC
September 2006 - March 2022 · 15 yrs 6 mos
Blackrock Investments, LLCBroker
September 2006 - March 2022 · 15 yrs 6 mos
Merrill Lynch Investment Managers LP
June 2002 - September 2006 · 4 yrs 3 mos
Fam Distributors, INC.Broker
March 2002 - September 2006 · 4 yrs 6 mos
Pioneer Funds Distributor, INC.Broker
September 1997 - November 2001 · 4 yrs 2 mos
Evergreen Investment Services, INC.Broker
January 1994 - April 1997 · 3 yrs 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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