Eric Towt is a CFA-designated registered investment advisor at Morgan Stanley, based in Monterey, CA, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
401 Fremont Street, Suite 200, Monterey, CA, 93940
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
April 2021 - Present · 5 yrs 1 mo
Morgan Stanley
April 2021 - Present · 5 yrs 1 mo
Morgan Stanley
April 2021 - Present · 5 yrs 1 mo
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2011 - April 2021 · 10 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
January 2011 - April 2021 · 10 yrs 3 mos
Wells Fargo Investments, LLCBroker
October 2006 - January 2011 · 4 yrs 3 mos
Wells Fargo Investments, LLC
October 2006 - January 2011 · 4 yrs 3 mos
UBS Financial Services INC.
May 2005 - October 2006 · 1 yr 5 mos
UBS Financial Services INC.Broker
May 2005 - October 2006 · 1 yr 5 mos
Interactive Brokers LLCBroker
April 1996 - January 1999 · 2 yrs 9 mos
W.J. Gallagher & Company, INC.Broker
July 1994 - December 1994 · 5 mos
Reynolds Kendrick Stratton, INC.Broker
December 1993 - July 1994 · 7 mos
State Registrations22 states
AZCACOCTFLHIIDINKYMAMDNCNVNYORPARITNTXUTVAWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.