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Alton Anders

Ameriprise Financial Services, LLC
28 Years of Experience
Virginia Beach, VA
1 DisclosureBroker
View SEC Summary
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Alton Anders is a registered investment advisor at Ameriprise Financial Services, LLC, based in Virginia Beach, VA, with 28 years of industry experience. Alton is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

222 Central Park Ave Ste 1920, Virginia Beach, VA, 23462-3037

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2007
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Alton serves as Treasurer on the Board of Directors for Anders since 2019. This activity is not investment-related and requires minimal time.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
September 2020 - Present · 6 yrs 1 mo
Ameriprise Financial Services, LLCBroker
September 2020 - Present · 6 yrs 1 mo
Ameriprise Financial Services, LLC
September 2020 - Present · 6 yrs 1 mo
Previous Registrations
Infinex Investments, INC.Broker
August 2015 - September 2020 · 5 yrs 1 mo
Infinex Investments, INC.
August 2015 - September 2020 · 5 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2012 - August 2015 · 3 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2012 - August 2015 · 3 yrs 1 mo
Wells Fargo Advisors, LLC
March 2010 - July 2012 · 2 yrs 4 mos
Wells Fargo Advisors, LLCBroker
April 2004 - July 2012 · 8 yrs 3 mos
American General Securities IncorporatedBroker
August 2003 - February 2004 · 6 mos
First Union Securities, INC.Broker
October 2000 - September 2001 · 11 mos
First Union Brokerage Services, INC.Broker
September 1998 - October 2000 · 2 yrs 1 mo
Locust Street Securities, INC.Broker
March 1998 - August 1998 · 5 mos
American Classic Securities, INC.Broker
March 1997 - September 1997 · 6 mos
Foresters Equity Services, INC.Broker
March 1996 - August 1996 · 5 mos
Mony Securities CORP.Broker
April 1994 - October 1995 · 1 yr 6 mos
State Registrations13 states
ARCOCTFLGAMINCNHNJNVOHTNVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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