David Givnish
David Givnish is a registered investment advisor at LPL Financial LLC, based in Carefree, AZ, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Carefree, AZ
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Regulatory History (1)
Customer Dispute
January 2020Other Business ActivitiesSells Insurance
David sells fixed insurance products, including life, long-term care, and health insurance. This takes nearly full-time hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Win Win Investment Planning, LLC
Sagepoint Financial, INC.Broker
Sunamerica Securities, INC.Broker
Fsc Securities CorporationBroker
Hartford Equity Sales Company INC.Broker
Aetna Investment Services, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.