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Barry Silver

42 Years of Experience
Carefree, AZ
4 DisclosuresBroker

Barry Silver is a registered investment advisor at LPL Financial LLC, based in Carefree, AZ, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

36600 N Pima Rd, Ste #303-7, Carefree, AZ, 85377

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 1993
Settled
Customer Dispute
October 1993
Settled
Customer Dispute
July 1993
Settled
Customer Dispute
July 1990
Award / Judgment
Other Business Activities

Barry operates Silver Financial Services as a DBA for his LPL business. This activity is investment-related and takes nearly all of his time.

Employment History
Current Registrations
LPL Financial LLCBroker
May 2025 - Present · 1 yr
LPL Financial LLC
May 2025 - Present · 1 yr
Previous Registrations
Grove Point Advisors, LLC
April 2021 - May 2025 · 4 yrs 1 mo
H. Beck, INC.
May 2009 - April 2021 · 11 yrs 11 mos
Grove Point Investments, LLCBroker
May 2009 - May 2025 · 16 yrs
Wachovia Securities, LLC
December 2005 - April 2009 · 3 yrs 4 mos
Wachovia Securities, LLCBroker
December 2005 - April 2009 · 3 yrs 4 mos
Crowell, Weedon & CO.
December 1997 - December 2005 · 8 yrs
Crowell, Weedon & CO.Broker
March 1993 - December 2005 · 12 yrs 9 mos
Dean Witter Reynolds INC.Broker
April 1991 - February 1993 · 1 yr 10 mos
Painewebber IncorporatedBroker
September 1990 - March 1991 · 6 mos
Sutro & CO. IncorporatedBroker
May 1989 - October 1990 · 1 yr 5 mos
Prudential-Bache Securities INC.Broker
August 1984 - June 1989 · 4 yrs 10 mos
Painewebber IncorporatedBroker
March 1983 - August 1984 · 1 yr 5 mos
State Registrations6 states
AZCACOFLNVOR
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Barry Silver - Financial Advisor | TrueAdvisor