Dennis West is a CFP-designated registered investment advisor at LPL Financial LLC, based in Ft. Thomas, KY, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
20 N Grand Ave. Ste 3, Ft. Thomas, KY, 41075
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Dennis operates West Wealth Management as a DBA for his LPL business since 2010. He also works as a notary and leases real estate to Kidney Associates, dedicating minimal time to each.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Strategic Advisers, INC.
Fidelity Brokerage Services LLCBroker
Fidelity Brokerage Services LLCBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.