Earl Newsome
Earl Newsome is a CFP, ChFC-designated registered investment advisor at LPL Financial LLC, based in Spring, TX, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Spring, TX
Get directionsHistory
Regulatory History (3)
Customer Dispute
January 2026Customer Dispute
December 2006Customer Dispute
June 2004Other Business ActivitiesSells Insurance
Earl is an insurance agent contracting with various companies to sell and service fixed annuities, equity indexed annuities, and life insurance since 2007. This takes about half of his time, with about a quarter of his time dedicated to securities trading.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Next Financial Group, INC.Broker
Next Financial Group, INC.
1717 Capital Management Company
Wealth Development Strategies Investment Advisory, INC.
1717 Capital Management CompanyBroker
Royal Alliance Associates, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.