Duane Dollar is a registered investment advisor at LPL Financial LLC, based in San Diego, CA, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4707 Executive Dr, San Diego, CA, 92121-3091
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Regulatory History (1)
Customer Dispute
October 2014Other Business Activities
Duane operates under PCC Wealth Partners and PCC Wealth Management as DBAs for his LPL business, dedicating full-time hours to these investment-related activities. He also owns Five Dollars Farm, LLC for tax/investment purposes, spending minimal time on it.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
LPL Financial LLC
Previous Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
RBC Capital Markets, LLCBroker
RBC Capital Markets, LLC
Strategic Advisers, INC.
Fidelity Brokerage Services LLCBroker
John Hancock Mutual Life Insurance CompanyBroker
John Hancock Distributors, INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.