BN
CFP
BN
CFP
Brian Neunzig is a CFP-designated registered investment advisor at Morgan Stanley, based in Roseville, CA, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1478 Stone Point Drive, Suite 500, Roseville, CA, 95661
Get directionsHistory
Regulatory History (1)
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Customer Dispute
July 2006Denied
Employment History
Current Registrations
Morgan Stanley
May 2012 - Present · 14 yrs 2 mos
Morgan StanleyBroker
May 2012 - Present · 14 yrs 2 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - May 2012 · 2 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - May 2012 · 2 yrs 7 mos
Banc of America Investment Services, INC.Broker
July 1999 - October 2009 · 10 yrs 3 mos
Banc of America Investment Services, INC.
May 1998 - October 2009 · 11 yrs 5 mos
Ba Investment Services, INC.Broker
May 1996 - July 1999 · 3 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1994 - April 1996 · 2 yrs 2 mos
State Registrations28 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.