Jeffrey Auwinger is a CFP-designated registered investment advisor at Morgan Stanley, based in Roseville, CA, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1478 Stone Point Drive, Suite 500, Roseville, CA, 95661
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
September 2018 - Present · 7 yrs 10 mos
Morgan StanleyBroker
September 2018 - Present · 7 yrs 10 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
November 2005 - September 2018 · 12 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
November 2005 - September 2018 · 12 yrs 10 mos
Morgan Stanley
September 2002 - November 2005 · 3 yrs 2 mos
Morgan Stanley Dw INC.Broker
October 2001 - November 2005 · 4 yrs 1 mo
State Registrations27 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.