Roshni Khory
Roshni Khory is a registered investment advisor at Ameriprise Financial Services, LLC, based in Palatine, IL, with 32 years of industry experience. Roshni is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.
Fee Estimator
Location
Palatine, IL
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2004Other Business ActivitiesSells Insurance
Roshni is an independent insurance broker with Mass Mutual since 2004. The filing does not specify the time commitment.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Ids Life Insurance CompanyBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Klaudia Dettloff, CFPEp Wealth Advisors
- Terrence Moran, CFPLPL Financial LLC
- Matthew Bappert, CFPLPL Financial LLC
- Frank Patzke, CFPEp Wealth Advisors
- Michael Rohrwasser, CFPHighpoint Planning Partners
- Scott Rosenquist, CFAHighpoint Planning Partners