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Kevin Goldin

Focused Alpha, LLC
32 Years of Experience
Greenwood Village, CO
1 DisclosureMay Earn CommissionSells Insurance
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Kevin Goldin is a registered investment advisor at Focused Alpha, LLC, based in Greenwood Village, CO, with 32 years of industry experience. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 553 clients with $660M in assets under management.

Focused Alpha, LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6 advisors
Number of Clients
553 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$663.9M

Fee Structure

Minimum Investment:$250K
Planning is included in investment management (also available separately)

Focused Alpha offers its investment management services exclusively through a bundled fee program where investment advice and trading costs are combined into a single fee. Because Focused Alpha's brochure does not disclose a specific percentage fee schedule or tiered rates for portfolio management, you will need to contact the firm directly to discuss their specific fee rates. The firm generally requires a minimum account size of $250,000, though this minimum may be waived at their discretion.

View Full SEC Brochure

Location

5680 Greenwood Plaza Blvd, Suite 120, Greenwood Village, CO, 80111

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2003
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Kevin is the CEO of Goldin Wealth Management, operating as a DBA for his advisory business since 2021. He is also insurance licensed for life and variable life.

Employment History
Current Registrations
Focused Alpha, LLC
March 2021 - Present · 5 yrs 7 mos
Previous Registrations
Morgan Stanley
June 2009 - April 2021 · 11 yrs 10 mos
Morgan StanleyBroker
June 2009 - April 2021 · 11 yrs 10 mos
Citigroup Global Markets INC.
April 2009 - June 2009 · 2 mos
Citigroup Global Markets INC.Broker
April 2009 - June 2009 · 2 mos
UBS Financial Services INC.
May 1996 - April 2009 · 12 yrs 11 mos
UBS Financial Services INC.Broker
May 1996 - April 2009 · 12 yrs 11 mos
Citicorp Investment ServicesBroker
February 1994 - May 1996 · 2 yrs 3 mos
State Registrations2 states
COTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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