Elizabeth Walz is a registered investment advisor, based in St. Louis, MO, with 27 years of industry experience.
Location
501 North Broadway, St. Louis, MO, 63102
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Elizabeth is a Worship Coordinator at Union United Methodist Church since 2007, preparing worship and directing the praise band. This takes about 10-20% of her time and is not investment-related.
Employment History
Current Registrations
Keefe, Bruyette & Woods, INC.Broker
September 2017 - Present · 8 yrs 8 mos
Stifel, Nicolaus & Company, Incorporated
September 2017 - Present · 8 yrs 8 mos
Stifel, Nicolaus & Company, IncorporatedBroker
September 2017 - Present · 8 yrs 8 mos
Previous Registrations
Morgan StanleyBroker
September 2014 - August 2017 · 2 yrs 11 mos
Morgan Stanley
September 2014 - August 2017 · 2 yrs 11 mos
Charles Schwab & CO., INC.
September 2010 - August 2014 · 3 yrs 11 mos
Charles Schwab & CO., INC.Broker
September 2010 - August 2014 · 3 yrs 11 mos
LPL Financial Corporation
January 2008 - March 2009 · 1 yr 2 mos
LPL Financial CorporationBroker
January 2008 - March 2009 · 1 yr 2 mos
Morgan Stanley & CO., IncorporatedBroker
April 2007 - October 2007 · 6 mos
Morgan Stanley & CO., Incorporated
April 2007 - October 2007 · 6 mos
Morgan Stanley
December 2006 - April 2007 · 4 mos
Morgan Stanley Dw INC.Broker
December 2006 - April 2007 · 4 mos
UBS Financial Services INC.
October 1999 - November 2006 · 7 yrs 1 mo
UBS Financial Services INC.Broker
April 1998 - November 2006 · 8 yrs 7 mos
Smith Barney INC.Broker
July 1996 - April 1998 · 1 yr 9 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
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Exams
No exam information available for this advisor.