Brian Sieling
Brian Sieling is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Mckinney, TX, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
6950 Tpc Dr, Mckinney, TX, 75070
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2009Other Business Activities
Brian acts as Power of Attorney (POA) for his mother and parents, spending minimal time on these fiduciary roles. He also acts as POA for his father's MLPF&S account.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Salomon Smith Barney INC.
Salomon Smith Barney INC.Broker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.