Jose Veliz
Jose Veliz is a registered investment advisor at LPL Financial LLC, based in University Place, WA, with 32 years of industry experience. Jose is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
4009 Bridgeport Way W, Ste D, University Place, WA, 98466
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2005Other Business ActivitiesSells Insurance
Jose operates Veliz Financial Management as a DBA for his LPL business and Financial Advocates Investment Management. He is also an investment adviser representative and sells non-variable insurance through Pacific Insurance Group for a few hours per week.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Financial Advocates Investment Management
LPL Financial LLC
Morgan Stanley
Morgan Stanley Dw INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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