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Christopher Panagiotu

LPL Financial LLC
11 Years of Experience
University Place, WA
BrokerSells Insurance
View SEC Summary
View SEC Summary

Christopher Panagiotu is a CFP-designated registered investment advisor at LPL Financial LLC, based in University Place, WA, with 11 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3929 Bridgeport Way W Ste 301, University Place, WA, 98466

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Christopher works for Lucia Capital Group and CAPitalize Your Finances, LLC, both DBAs for his LPL business, dedicating full-time hours to each. He is also an independent insurance agent with Westland Financial Services, selling non-variable insurance and spending a few hours per week on this activity, and is writing a book, spending minimal time on it.

Employment History
Current Registrations
LPL Financial LLC
September 2020 - Present · 6 yrs 1 mo
LPL Financial LLCBroker
September 2020 - Present · 6 yrs 1 mo
LPL Financial LLC
September 2020 - Present · 6 yrs 1 mo
Previous Registrations
Lucia Securities, LLCBroker
May 2015 - October 2020 · 5 yrs 5 mos
Lucia Capital Group
May 2015 - October 2020 · 5 yrs 5 mos
Morgan Stanley
March 2015 - April 2015 · 1 mo
Morgan StanleyBroker
December 2014 - April 2015 · 4 mos
UBS Financial Services INC.Broker
April 2014 - July 2014 · 3 mos
State Registrations15 states
AZCAFLGAMAMDMNNHORPATNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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