MD
MD
Michael Darby
32 Years of Experience
Cuyahoga Falls, OH
2 DisclosuresBroker
Michael Darby is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Cuyahoga Falls, OH, with 32 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
Loading...
Location
2808 Front Street, Cuyahoga Falls, OH, 44221
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2003Award / Judgment
Criminal
August 1989Final Disposition
Other Business Activities
Michael serves on the Cuyahoga Falls City School Finance Committee, consulting on best practices for increasing outside revenues. This activity takes a few hours per week.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 4 mos
Raymond James Financial Services, INC.Broker
September 2005 - Present · 20 yrs 8 mos
Previous Registrations
Raymond James Financial Services
September 2005 - January 2009 · 3 yrs 4 mos
Morgan Stanley
March 2001 - September 2005 · 4 yrs 6 mos
Morgan Stanley Dw INC.Broker
January 1994 - September 2005 · 11 yrs 8 mos
State Registrations23 states
AZCACOCTFLGAILINMIMSNCNMNVNYOHOKPASCTXVAWAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.