Carl Mook
Carl Mook is a registered investment advisor at Brookstone Capital Management LLC, based in Byron, IL, with 32 years of industry experience. Carl operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 6 more. Their firm serves 54,845 clients with $13B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Total annual fee can be up to 2.50%, consisting of up to 0.95% for Brookstone Capital Management and up to 1.55% for the individual advisor. Fees are negotiable.
Fee Estimator
Location
Byron, IL
Get directionsHistory
Regulatory History (2)
Customer Dispute
September 2013Regulatory
October 2011Other Business Activities
Carl is affiliated with CM Financial Services, Inc. and Carl Mook Financial Group. He also teaches a class at Rock Valley College.
Employment History
Current Registrations
Brookstone Capital Management LLC
Previous Registrations
Spc
Sammons Securities Company, LLCBroker
Ipi Asset Management, INC.
Investment Planners, INC.Broker
American General Securities IncorporatedBroker
American General Securities Incorporated
Franklin Financial Services CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Charles Schaeffer, CFPEdward Jones