Brian Doughney is a CFA, CFP-designated registered investment advisor at Nations Financial Group, INC., based in Oradell, NJ, with 27 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 5,569 clients with $4.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Asset-based fees range up to 2.25% for standard advisory accounts and up to 2.50% for all-inclusive wrap accounts. Fees are negotiable and vary by representative and account type.
Fee Estimator
Location
Oradell, NJ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Nations Financial Group, INC.
Nations Financial Group, INC.Broker
Previous Registrations
Strategic Advisers LLC
Fidelity Personal and Workplace Advisors
Strategic Advisers LLC
Fidelity Brokerage Services LLCBroker
Ernst & Young Investment Advisers LLP
Chase Investment Services CORP.Broker
Chase Investment Services CORP.
Wm Financial Services, INC.Broker
Hsbc Brokerage (USA) INC.Broker
Citicorp Investment ServicesBroker
Charles Schwab & CO., INC.Broker
First United Equities CorporationBroker
Charles Schwab & CO., INC.Broker
Duke & CO., INC.Broker
D. H. Blair & CO., INC.Broker
Gruntal & CO. IncorporatedBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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