Bruce Herrick
Bruce Herrick is a registered investment advisor at Herrick Portfolio Management CO., based in Mayfield Village, OH, with 52 years of industry experience. Bruce operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning. Their firm serves 12 clients with $470K in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Herrick Portfolio Management Co. charges an annual fee based on a percentage of the value of your investments. The percentage varies between 0.50% and 3.00% depending on the amount of assets managed and the type of investment management services provided. This fee does not include brokerage commissions or other transaction fees.
Location
Mayfield Village, OH
Get directionsHistory
Regulatory History (9)
Customer Dispute
July 2019Judgment / Lien
June 2019Customer Dispute
April 2006Customer Dispute
January 2001Customer Dispute
December 2000Regulatory
July 1998Customer Dispute
May 1992Customer Dispute
April 1991Customer Dispute
December 1987Employment History
Current Registrations
Herrick Portfolio Management CO.
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Raymond James & Associates, INC.Broker
Roney & CO.Broker
Roney & CO. L.L.C.Broker
Painewebber IncorporatedBroker
Paine, Webber, Jackson & Curtis IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.