AW
AW
Adam West is a registered investment advisor at Wells Fargo Advisors, based in Boston, MA, with 22 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
Boston, MA
Get directionsHistory
Regulatory History (1)
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Customer Dispute
October 2001Settled
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
October 2024 - Present · 1 yr 7 mos
Wells Fargo Advisors Financial Network, LLC
October 2024 - Present · 1 yr 7 mos
Wells Fargo Advisors
October 2024 - Present · 1 yr 7 mos
Previous Registrations
Ameriprise Financial Services, LLC
February 2020 - July 2024 · 4 yrs 5 mos
Ameriprise Financial Services, LLCBroker
February 2020 - July 2024 · 4 yrs 5 mos
Charles Schwab & CO., INC.
June 2019 - January 2020 · 7 mos
Charles Schwab & CO., INC.Broker
June 2019 - January 2020 · 7 mos
Santander Securities
June 2017 - May 2019 · 1 yr 11 mos
Santander Securities LLCBroker
June 2017 - May 2019 · 1 yr 11 mos
TD Private Client Wealth LLCBroker
July 2015 - June 2017 · 1 yr 11 mos
TD Private Client Wealth LLC
July 2015 - June 2017 · 1 yr 11 mos
Wells Fargo Advisors, LLC
July 2013 - June 2015 · 1 yr 11 mos
Wells Fargo Advisors, LLCBroker
December 2010 - June 2015 · 4 yrs 6 mos
Banc of America Investment Services, INC.Broker
July 2006 - February 2009 · 2 yrs 7 mos
Salomon Smith Barney INC.Broker
April 2001 - November 2002 · 1 yr 7 mos
Morgan Stanley Dw INC.Broker
August 1998 - April 2001 · 2 yrs 8 mos
Standish Fund Distributors, L.P.Broker
February 1996 - September 1996 · 7 mos
Standish Fund Distributors, L.P.Broker
February 1996 - September 1996 · 7 mos
State Registrations3 states
MAMOTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.