AV
AV
Adrian Vega
18 Years of Experience
St. Louis, MO
1 DisclosureBroker
Adrian Vega is a registered investment advisor at Wells Fargo Advisors, based in St. Louis, MO, with 18 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
One North Jefferson Avenue, H0004-05C, St. Louis, MO, 63103
Get directionsHistory
Regulatory History (1)
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Judgment / Lien
February 2003Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
May 2024 - Present · 2 yrs
Wells Fargo Advisors
May 2024 - Present · 2 yrs
Wells Fargo Advisors Financial Network, LLC
May 2024 - Present · 2 yrs
Wells Fargo Advisors
December 2013 - Present · 12 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
December 2013 - Present · 12 yrs 5 mos
Wells Fargo Clearing Services, LLC
December 2013 - Present · 12 yrs 5 mos
Previous Registrations
First Clearing, LLCBroker
December 2009 - December 2013 · 4 yrs
Morgan Stanley & CO., Incorporated
April 2007 - March 2008 · 11 mos
Morgan Stanley & CO., IncorporatedBroker
April 2007 - March 2008 · 11 mos
Morgan Stanley
August 2006 - April 2007 · 8 mos
Morgan Stanley Dw INC.Broker
June 2006 - April 2007 · 10 mos
State Registrations1 state
MO
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.