Barry Raymond Dick

18 Years of Experience

2 DisclosuresSells Insurance

Areas of Practice

Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingInsurance PlanningBusiness OwnersHigh Net Worth

The Fiduciary Alliance

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

40 advisors

Number of Clients

6,662 clients

Average Client Portfolio

$288K average

Assets Under Management

$1.9B

Fee Structure

Location

461 Main St, Tewksbury, MA, 01876

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History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

March 2007

Denied

Employment Separation After Allegations

January 2003

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Barry is co-owner of Dick Insurance Agency, involved in property & casualty and life insurance sales, dedicating about three-quarters of his time during trading periods and about a quarter of his time during non-trading periods. Barry also owns Merrimack Financial, where he sells life insurance and annuities, dedicating about two-thirds of his time during trading periods and about a quarter of his time during non-trading periods.

Employment History

Current Registrations

The Fiduciary Alliance

March 2021 - Present · 4 yrs 11 mos

Previous Registrations

First Financial Advisors, LLC

May 2007 - March 2021 · 13 yrs 10 mos

Workman Securities Corporation

May 2007 - May 2007 · 0 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.