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Michael Marshel

Centaurus Financial, INC.
32 Years of Experience
Richland, WA
2 DisclosuresBroker
View SEC Summary
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Michael Marshel is a registered investment advisor at Centaurus Financial, INC., based in Richland, WA, with 32 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Education Planning, Estate Planning, and 5 more. Their firm serves 45,336 clients with $9.7B in assets under management.

Centaurus Financial, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
441 advisors
Number of Clients
45,336 clients
Average Client Portfolio
$215K average
Assets Under Management
$9.7B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum advisory fee is 2.25% for most programs (1.50% for annuity and variable life management, 1.35% for adviser-directed accounts). Fees are negotiable at the discretion of the representative.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Richland, WA

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
June 2003
Final
Customer Dispute
October 2000
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Michael is the president of Sterling Capital Management for branding purposes, dedicating minimal time. He is also the president/owner of Sterling Software, a stock index future program software company, spending about 10-20% of his time on this endeavor.

Employment History
Current Registrations
Centaurus Financial, INC.
February 2003 - Present · 23 yrs 8 mos
Centaurus Financial, INC.Broker
February 2003 - Present · 23 yrs 8 mos
Previous Registrations
Linsco/private Ledger CORP.
August 1997 - February 2003 · 5 yrs 6 mos
Linsco/private Ledger CORP.Broker
July 1997 - February 2003 · 5 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1994 - July 1997 · 3 yrs 4 mos
State Registrations6 states
AZCAKYTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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