Joseph Cain
Joseph Cain is a registered investment advisor at Osaic Advisory Services, LLC, based in Bardonia, NY, with 32 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Corporate Executives, and 7 more. Their firm serves 29,898 clients with $15B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Fees are negotiated between the advisor and the client. The maximum annual fee allowed is 2.50%. Fees can be billed as flat, linear, or tiered rates.
Fee Estimator
Location
275 Route 304, Suite 100, Bardonia, NY, 10954
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2004Other Business Activities
Joseph is the proprietor/website administrator for www.sidegig.com, dedicating minimal time. He is also the proprietor of Finest Financial Group, providing tax preparation services, and involved in Joseph Cain Executive Protection, both non-securities related activities.
Employment History
Current Registrations
Osaic Advisory Services, LLC
Osaic Wealth, INC.Broker
Previous Registrations
Osaic Wealth, INC.
American Portfolios Advisors, INC
American Portfolios Financial Services, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
First Security Investments, INC.Broker
Northeast Securities, INC.Broker
Corporate Securities Group, INC.Broker
Montano Securities CorporationBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.