CM
CM
Christopher Mccauley
3 Years of Experience
Metairie, LA
1 DisclosureBroker
Christopher Mccauley is a registered investment advisor at Cetera Investment Advisers LLC, based in Metairie, LA, with 3 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
3445 N. Causeway Blvd., Suite 1000, Metairie, LA, 70002
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Regulatory History (1)
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Criminal
September 2012Final Disposition
Employment History
Current Registrations
Cetera Investment Advisers LLC
November 2025 - Present · 6 mos
Cetera Wealth Services, LLCBroker
October 2025 - Present · 7 mos
Previous Registrations
Caspian Securities IncorporatedBroker
January 1996 - July 1998 · 2 yrs 6 mos
James Capel IncorporatedBroker
October 1994 - August 1995 · 10 mos
State Registrations4 states
CALATXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.