Frederick Bates is a CFP-designated registered investment advisor, based in Metairie, LA, with 6 years of industry experience.
Location
3445 North Causeway Blvd, Ste 1000, Metairie, LA, 70002
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Frederick is an agent/broker for Compass Fixed Insurance and sells fixed insurance products with various companies, dedicating a few hours per week to each. He also owns Optiformance LLC (currently inactive), is part owner of Compass Capital Management (full-time), and owns CC Brokerage (a few hours per week).
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Previous Registrations
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
State Registrations6 states
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