Kenneth Sutherland
Kenneth Sutherland is a ChFC-designated registered investment advisor at Lifeplan Group, based in Raleigh, NC, with 18 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Retirement Planning, Tax Planning. Their firm serves 260 clients with $240M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LifePlan Investment Advisors charges fees that may include an hourly fee, a predetermined planning fee, and/or an annual asset-based advisory fee, not to exceed 1.5%. These fees are detailed in a written agreement. If a client selects a Co-Advisor, Sub-Advisor, or Third-Party Manager, these fees are disclosed in writing prior to implementation. The maximum total asset-based annual fee will not exceed 2.0%, with LifePlan Investment Advisors' portion not exceeding 1.5%. Fees are negotiable.
Location
7201 Creedmoor Rd., Suite 147, Raleigh, NC, 27613
Get directionsHistory
Regulatory History (2)
Regulatory
September 2010Customer Dispute
November 2009Other Business ActivitiesSells Insurance
Kenneth is the owner and secretary of Lifeplan Tax and Insurance Group, Inc. since 2003, which is investment-related and takes about a quarter of his time.
Employment History
Current Registrations
Lifeplan Group
Previous Registrations
Eqis Capital Management
Ae Wealth Management, LLC
Eqis Capital Management
The Lifeplan Investment Advisors, LLC
Horter Investment Management, LLC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.