Steven Goldberg
Steven Goldberg is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Clayton, MO, with 32 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
7733 Forsyth Blvd., Suite 1000, Clayton, MO, 63105
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2003Other Business Activities
Steven is a board member for the University of Michigan Alumni Club of St. Louis and a member of the finance committee for PROMO, a Missouri LGBT advocacy organization. These activities require minimal time and are not investment-related.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
State Registrations33 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.