DE
CFP
DE
CFP
David Elwood is a CFP-designated registered investment advisor, based in Stamford, CT, with 32 years of industry experience.
Location
400 Atlantic Street, Floor 10, Suite 1020, Stamford, CT, 06901-3512
Get directionsHistory
Regulatory History (2)
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Customer Dispute
September 2008Denied
Customer Dispute
April 2008Settled
Other Business ActivitiesSells Insurance
David is an associate/employee at Steward Partners Global Advisory, assisting clients with wealth management. He also operates The Elwood Wealth Management Group as a DBA and works as an agent installing insurance products, dedicating minimal time to each.
Employment History
Current Registrations
Steward Partners Investment Solutions, LLC
May 2022 - Present · 4 yrs
Steward Partners Investment Solutions, LLCBroker
May 2022 - Present · 4 yrs
Steward Partners Investment Advisory, LLC
May 2018 - Present · 8 yrs
Previous Registrations
Steward Partners Investment Solutions, LLC
February 2024 - July 2024 · 5 mos
Raymond James Financial Services, INC.Broker
May 2018 - May 2022 · 4 yrs
Wells Fargo Clearing Services, LLC
May 2009 - May 2018 · 9 yrs
Wells Fargo Clearing Services, LLCBroker
April 2009 - May 2018 · 9 yrs 1 mo
Wells Fargo Advisors, LLC
April 2009 - May 2009 · 1 mo
Citigroup Global Markets INC.
May 2002 - May 2009 · 7 yrs
Citigroup Global Markets INC.Broker
May 1998 - May 2009 · 11 yrs
Painewebber IncorporatedBroker
March 1995 - May 1998 · 3 yrs 2 mos
Nori, Hennion, Walsh, INC.Broker
February 1994 - March 1995 · 1 yr 1 mo
State Registrations19 states
AZCACOCTFLILMAMDMENCNHNJNMNVNYPATNTXVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.