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Damon Bootes is a registered investment advisor, based in Louisville, KY, with 18 years of industry experience.
Location
Louisville, KY
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Regulatory History (3)
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Customer Dispute
June 2000Settled
Regulatory
September 1997Final
Customer Dispute
March 1997Settled
Other Business ActivitiesSells Insurance
Damon works as a tax preparer, safety consultant, and soccer coach, dedicating a few hours per week to each. He also sells fixed insurance products as an insurance agent and is a partner in Clifford Bootes Asset Management, a financial services firm, taking nearly full-time hours.
Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
First Allied Advisory Services, INC.
November 2017 - November 2020 · 3 yrs
First Allied Securities, INC.Broker
November 2017 - September 2022 · 4 yrs 10 mos
Waddell & Reed
February 2015 - November 2017 · 2 yrs 9 mos
Waddell & ReedBroker
November 2014 - November 2017 · 3 yrs
Washington Square Securities, INC.Broker
August 1997 - December 2000 · 3 yrs 4 mos
Calton & Associates, INC.Broker
June 1997 - July 1997 · 1 mo
Titan/value Equities Group, INC.Broker
February 1994 - May 1997 · 3 yrs 3 mos
State Registrations6 states
CAGAINKYMSNC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.