Julz Schwingler
Julz Schwingler is a CFA, CFP-designated registered investment advisor at RBC Rochdale, LLC, based in Orono, MN, with 31 years of industry experience. Julz operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 17,054 clients with $73B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
RBC Rochdale offers investment management services with fees based on a percentage of the assets managed. The specific fees vary depending on the account type and the amount invested.
Annual Program Relationship Model:
Clients pay an annual investment advisory fee and an annual program fee. The investment advisory fee covers investment management services, while the program fee covers transaction costs and custodial services.
Transaction-Based Relationship Model:
Clients pay an annual investment management fee, transaction costs, and custodial fees.
Fees may be negotiable.
Location
Orono, MN
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Julz receives trailing income from in-force insurance contracts in Minnesota and is a committee member for Rollins College Parent and Family Council, dedicating minimal time to the latter. Julz's role with Rollins College is non-investment related.
Employment History
Current Registrations
RBC Rochdale, LLC
Cnr Securities, LLC
Cnr Securities, LLCBroker
Previous Registrations
Nationwide Investment Services CorporationBroker
Blackrock Investments, LLCBroker
Blackrock Financial Management, INC
Blackrock Capital Management, INC.
State Street Research Investment Services, INC.Broker
Dreyfus Service CorporationBroker
Vista Fund Distributors, INC.Broker
MML Investors Services, INC.Broker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.