Richard Ganim
Richard Ganim is a registered investment advisor at Stratos Wealth Partners, LTD, based in Broadview Heights, OH, with 31 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Corporate Executives, Education Planning, Estate Planning, and 4 more. Their firm serves 21,699 clients with $14B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Stratos Wealth Partners (SWP) offers investment management through Strategic Wealth Management (SWM) accounts and other advisor-managed, non-wrap accounts.
With SWM and other advisor-managed, non-wrap accounts, you'll pay an advisory fee to SWP, plus transaction charges for each trade. The maximum annual advisory fee is 2.0% of the assets managed. In limited cases, SWP may apply a flat fee to provide asset management services, but the maximum flat fee will be no more than 2.0% of the assets under management.
A minimum account value of $10,000 is required for SWM and other advisor-managed, non-wrap accounts; however, in certain instances, the minimum account size may be lower.
Location
1929 E. Royalton Rd., Bldg. A,, Broadview Heights, OH, 44147
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Richard operates Stratos Wealth Partners as a DBA for his LPL business, dedicating nearly full-time hours to providing investment advisory services. He also has BroadRock Capital, LLC and DRG Lower Level, LLC for tax/investment purposes, spending minimal time on each.
Employment History
Current Registrations
Stratos Wealth Partners, LTD
LPL Financial LLCBroker
Previous Registrations
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
H. Beck, INC.
H. Beck, INC.Broker
Multi-Financial Securities Corporation
Multi-Financial Securities CorporationBroker
Legacy Advisory Services, INC.
Legacy Financial Services, INC.Broker
Questar Capital CorporationBroker
Charter One Securities, INC.Broker
Locust Street Securities, INC.Broker
Linsco/private Ledger CORP.Broker
Independent Financial Securities, INC.Broker
Natcity Investments, INC.Broker
Locust Street Securities, INC.Broker
Painewebber IncorporatedBroker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.