Kurt Johnson is a registered investment advisor, based in New York, NY, with 29 years of industry experience.
Location
11 Madison Avenue, New York, NY, 10010
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
UBS Securities LLC
August 2025 - Present · 9 mos
UBS Securities LLCBroker
August 2025 - Present · 9 mos
UBS Financial Services INC.
March 2025 - Present · 1 yr 2 mos
UBS Financial Services INC.
February 2025 - Present · 1 yr 3 mos
UBS Financial Services INC.Broker
February 2025 - Present · 1 yr 3 mos
Previous Registrations
Morgan Stanley
October 2019 - September 2024 · 4 yrs 11 mos
Morgan StanleyBroker
May 2019 - September 2024 · 5 yrs 4 mos
Morgan Stanley & CO. LLCBroker
February 2008 - May 2019 · 11 yrs 3 mos
Lehman Brothers INC.Broker
April 1997 - March 2008 · 10 yrs 11 mos
Dean Witter Reynolds INC.Broker
October 1995 - November 1996 · 1 yr 1 mo
American Wealth Management, INC.Broker
October 1995 - October 1995 · 0 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.