Daniel Dugan is a registered investment advisor, based in Minneapolis, MN, with 32 years of industry experience.
Location
3300 Fernbrook Ln N, Suite 250, Minneapolis, MN, 55447-5341
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Daniel is a tax preparer and 33% owner of FP Tax & Accounting, LLC. He also holds an insurance license and is a Notary Public, and is associated with Financial Perspectives, Inc. as a Registered Investment Advisor.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
Financial Perspectives
Previous Registrations
Cambridge Investment Research, INC.Broker
Askar CORP.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.